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Auditing Class

Tuesday, July 21, 2015

SEC makes whistleblower award

https://www.complianceweek.com/blogs/enforcement-action/sec-issues-another-big-whistleblower-award#.Va5UeflVikp http://www.sec.gov/news/pressrelease/2015-150.html The award is $3 million, although the SEC press release does not name the organization where the fraud was, or the individual who received it. This is the third highest award to date.
Posted by Carol at 7:22 AM No comments:
Labels: fraud, SEC, whistleblow

Friday, July 10, 2015

10 key areas for internal audit

http://www.journalofaccountancy.com/news/2015/jul/10-imperatives-for-internal-audit-201512597.html
Posted by Carol at 6:22 PM No comments:
Labels: internal audit

Thursday, July 9, 2015

Three lines of defense to managing internal control

http://www.journalofaccountancy.com/news/2015/jul/managing-internal-controls-201512598.html
Posted by Carol at 12:13 PM No comments:
Labels: COS, internal control

Tuesday, July 7, 2015

IIA mission and core principles

http://www.journalofaccountancy.com/news/2015/jul/new-mission-internal-audit-201512583.html
Posted by Carol at 6:54 AM No comments:
Labels: IIA

Friday, July 3, 2015

SEC considers update to audit committee disclosures

http://www.journalofaccountancy.com/news/2015/jul/sec-audit-committee-reporting-201512573.html A release issued with a 60 day comment period.
Posted by Carol at 8:46 AM No comments:
Labels: audit committee, disclosure
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