Friday, March 20, 2015
Audit responsibilities with online banking
http://www.aicpa.org/interestareas/centerforplainenglishaccounting/resources/2015/pages/online-banking.aspx
This plain language document highlights controls and risks of online banking
Thursday, March 19, 2015
Internal Auditing Survey
http://www.pwc.com/us/2015internalauditstudy
Some nice visuals accompany this PWC survey.
Wednesday, March 11, 2015
Wednesday, March 4, 2015
Grant Thornton Survey results
http://www.complianceweek.com/blogs/accounting-auditing-update/latest-grc-survey-shows-disconnect-on-risk#.VPbojsbfJOI
Not full agreement between chief audit executives and audit committees in terms of the highest priorities for internal audit - see this article
Root Cause Analysis in Auditing
http://www.journalofaccountancy.com/news/2015/mar/improving-audit-quality-with-root-cause-analysis-201511894.html
The results of a survey from the International Forum of Independent Audit Regulators identifies some factors.
The actual survey is located at this url.
https://www.ifiar.org/IFIAR/media/Documents/General/IFIAR%20Global%20Survey%20Media%20Coverage/IFIAR-2014-Survey-of-Inspection-Findings.pdf
Tuesday, March 3, 2015
Reporting fraud
http://ww2.cfo.com/fraud/2015/03/internal-fraud-still-swept-rug/
Companies should call in law enforcement rather than handle malfeasance internally.
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