Thursday, November 21, 2013
The roles of the audit committee
according to a report by the Center for Audit Quality http://www.cgma.org/Magazine/News/Pages/20139127.aspx
Tuesday, November 19, 2013
Whistleblower record amount from SEC
at $14 million. Recipient wishes to stay anonymous. http://www.complianceweek.com/sec-awards-whistleblower-14-million-largest-bounty-thus-far/article/314359/
In 2013, quite a few tips, from each of 50 states and many countries http://www.complianceweek.com/sec-received-3238-whistleblower-tips-in-2013-from-all-50-states-55-foreign-countries/article/321390/
In 2013, quite a few tips, from each of 50 states and many countries http://www.complianceweek.com/sec-received-3238-whistleblower-tips-in-2013-from-all-50-states-55-foreign-countries/article/321390/
Wednesday, November 13, 2013
SEC and COSO
Companies are expected to transition to the new COSO framework. The 1992 framework is superceded mid December 2013. In a survey taken, most internal auditors are saying the transition should not require significant changes. http://www.complianceweek.com/sec-drops-new-hint-update-to-new-coso-framework/article/320514/
Sunday, November 10, 2013
KPMG report of the "morphing" nature of fraud
This 28 page report is from international investigation of fraud, wo the real world aspects of kickbacks, bribery are discussed. Also the trends being observed are reported. http://www.kpmg.com/global/en/issuesandinsights/articlespublications/global-profiles-of-the-fraudster/pages/default.aspx#!
Wednesday, November 6, 2013
Subscribe to:
Comments (Atom)